SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2009

 

Note: Broker-dealers are required to disclose any material arrangements with the venues listed in 
           each section below, including, but not limited to, any internalization or payment for order flow
           arrangements.
            LK0
COMMUNITY INVESTMENT
   SERVICES, INC
201 N UNION STREET
   OLEAN, NY 14760
SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2009
Securities Listed on New York Stock Exchange
   Summary Statistics :
     Non-directed orders as percentage of total customer orders     100.00%
     Market orders as percentage of total non-directed orders     87.32%
     Limit orders as percentage of total non-directed orders     8.80%
     Other orders as percentage of total non-directed orders      3.87%
    Venues Receiving Significant Percentage of Total Non-Directed Orders :
        1.Automated Trading Desk Financial Services, L.L.C.              29.58%
        2. Knight Capital Markets, L.L.C.                 21.48%
        3. UBS Securities, L.L.C.              15.49%
        4. Citadel Derivatives Group LLC                   14.44%
        5. National Financial Services, L.L.C.                 14.44%
        6. Citigroup Global Markets, Inc.                4.23%
        7. New York Stock Exchange                0.35%
    Information Concerning Significant Venues :
    1.   Automated Trading Desk Financial Services, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              29.84%
                Limit orders as percentage of total limit orders                 28.00%
                Other orders as percentage of total other orders              27.27%
    2.   Knight Capital Markets, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              20.16%
                Limit orders as percentage of total limit orders                 28.00%
                Other orders as percentage of total other orders              36.36%
    3.   UBS Securities, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders             12.90%
                Limit orders as percentage of total limit orders                 32.00%
                Other orders as percentage of total other orders              36.36%
                        Page 1 of 6


 

    4.   Citadel Derivatives Group LLC
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              15.32%
                Limit orders as percentage of total limit orders                 12.00%
                Other orders as percentage of total other orders                0.00%
    5.   National Financial Services, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              16.53%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
    6.   Citigroup Global Markets, Inc.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                4.84%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
    7.   New York Stock Exchange
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                0.40%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
                        Page 2 of 6


 

Securities Listed on The Nasdaq Stock Market
   Summary Statistics :
     Non-directed orders as percentage of total customer orders     100.00%
     Market orders as percentage of total non-directed orders     77.38%
     Limit orders as percentage of total non-directed orders     14.29%
     Other orders as percentage of total non-directed orders      8.33%
    Venues Receiving Significant Percentage of Total Non-Directed Orders :
        1. Knight Equity Markets, L.P.              32.14%
        2.Automated Trading Desk Financial Services, L.L.C.              22.62%
        3. UBS Securities, L.L.C.              22.62%
        4. Citadel Derivatives Group LLC                   17.86%
        5. National Financial Services, L.L.C.                   3.57%
        6. Natixis Bleichroeder, Inc.                1.19%
    Information Concerning Significant Venues :
    1.   Knight Equity Markets, L.P.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              32.31%
                Limit orders as percentage of total limit orders                 16.67%
                Other orders as percentage of total other orders              57.14%
    2.   Automated Trading Desk Financial Services, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              24.62%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders              42.86%
    3.   UBS Securities, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              20.00%
                Limit orders as percentage of total limit orders                 50.00%
                Other orders as percentage of total other orders                0.00%
    4.   Citadel Derivatives Group LLC
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              16.92%
                Limit orders as percentage of total limit orders                 33.33%
                Other orders as percentage of total other orders                0.00%
    5.   National Financial Services, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                4.62%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
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    6.   Natixis Bleichroeder, Inc.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                1.54%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
                        Page 4 of 6


 

Securities Listed on NYSE Amex or Regional Exchanges
   Summary Statistics :
     Non-directed orders as percentage of total customer orders     100.00%
     Market orders as percentage of total non-directed orders     76.67%
     Limit orders as percentage of total non-directed orders     23.33%
     Other orders as percentage of total non-directed orders      0.00%
    Venues Receiving Significant Percentage of Total Non-Directed Orders :
        1. Knight Capital Markets, L.L.C.                 33.33%
        2. Citadel Derivatives Group LLC                   30.00%
        3. National Financial Services, L.L.C.                 13.33%
        4. UBS Securities, L.L.C.              13.33%
        5.Automated Trading Desk Financial Services, L.L.C.              10.00%
    Information Concerning Significant Venues :
    1.   Knight Capital Markets, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              34.78%
                Limit orders as percentage of total limit orders                 28.57%
                Other orders as percentage of total other orders                0.00%
    2.   Citadel Derivatives Group LLC
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              30.43%
                Limit orders as percentage of total limit orders                 28.57%
                Other orders as percentage of total other orders                0.00%
    3.   National Financial Services, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              17.39%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
    4.   UBS Securities, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                8.70%
                Limit orders as percentage of total limit orders                 28.57%
                Other orders as percentage of total other orders                0.00%
    5.   Automated Trading Desk Financial Services, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                8.70%
                Limit orders as percentage of total limit orders                 14.29%
                Other orders as percentage of total other orders                0.00%
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        Exchange - Listed Options
   Summary Statistics :
     Non-directed orders as percentage of total customer orders     100.00%
     Market orders as percentage of total non-directed orders      0.00%
     Limit orders as percentage of total non-directed orders     100.00%
     Other orders as percentage of total non-directed orders      0.00%
    Venues Receiving Significant Percentage of Total Non-Directed Orders :
        1. The Chicago Board Options Exchange            100.00%
    Information Concerning Significant Venues :
    1.   The Chicago Board Options Exchange
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                0.00%
                Limit orders as percentage of total limit orders               100.00%
                Other orders as percentage of total other orders                0.00%
                        Page 6 of 6