SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2010

 

Note: Broker-dealers are required to disclose any material arrangements with the venues listed in 
           each section below, including, but not limited to, any internalization or payment for order flow
           arrangements.
            LK0
COMMUNITY INVESTMENT
   SERVICES, INC
201 N UNION STREET
   OLEAN, NY 14760
SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2010
Securities Listed on New York Stock Exchange
   Summary Statistics :
     Non-directed orders as percentage of total customer orders     100.00%
     Market orders as percentage of total non-directed orders     92.28%
     Limit orders as percentage of total non-directed orders     7.72%
     Other orders as percentage of total non-directed orders      0.00%
    Venues Receiving Significant Percentage of Total Non-Directed Orders :
        1. National Financial Services, L.L.C.                 31.30%
        2. UBS Securities, L.L.C.              23.58%
        3. Citadel Derivatives Group LLC                   17.07%
        4. Knight Capital Markets, L.L.C.                 15.45%
        5. Citigroup Global Markets, Inc.                8.54%
        6.Automated Trading Desk Financial Services, L.L.C.                1.63%
        7. Goldman, Sachs & Co.                0.81%
        8. Surge Trading, Inc.                0.81%
        9. NYSE Arca                    0.41%
      10. Instinet L.L.C.                   0.41%
    Information Concerning Significant Venues :
    1.   National Financial Services, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              33.92%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
    2.   UBS Securities, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              20.70%
                Limit orders as percentage of total limit orders                 57.89%
                Other orders as percentage of total other orders                0.00%
                        Page 1 of 6


 

    3.   Citadel Derivatives Group LLC
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              16.74%
                Limit orders as percentage of total limit orders                 21.05%
                Other orders as percentage of total other orders                0.00%
    4.   Knight Capital Markets, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              15.42%
                Limit orders as percentage of total limit orders                 15.79%
                Other orders as percentage of total other orders                0.00%
    5.   Citigroup Global Markets, Inc.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                9.25%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
    6.   Automated Trading Desk Financial Services, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                1.76%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
    7.   Goldman, Sachs & Co.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                0.88%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
    8.   Surge Trading, Inc.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                0.88%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
    9.   NYSE Arca
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                0.00%
                Limit orders as percentage of total limit orders                   5.26%
                Other orders as percentage of total other orders                0.00%
    10.Instinet L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                0.44%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
                        Page 2 of 6


 

Securities Listed on The Nasdaq Stock Market
   Summary Statistics :
     Non-directed orders as percentage of total customer orders     100.00%
     Market orders as percentage of total non-directed orders     92.86%
     Limit orders as percentage of total non-directed orders     5.10%
     Other orders as percentage of total non-directed orders      2.04%
    Venues Receiving Significant Percentage of Total Non-Directed Orders :
        1. UBS Securities, L.L.C.              41.84%
        2. National Financial Services, L.L.C.                 21.43%
        3. Knight Equity Markets, L.P.              15.31%
        4. Citadel Derivatives Group LLC                   13.27%
        5. Citigroup Global Markets, Inc.                7.14%
        6. Surge Trading, Inc.                1.02%
    Information Concerning Significant Venues :
    1.   UBS Securities, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              40.66%
                Limit orders as percentage of total limit orders                 40.00%
                Other orders as percentage of total other orders            100.00%
    2.   National Financial Services, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              23.08%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
    3.   Knight Equity Markets, L.P.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              15.38%
                Limit orders as percentage of total limit orders                 20.00%
                Other orders as percentage of total other orders                0.00%
    4.   Citadel Derivatives Group LLC
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              12.09%
                Limit orders as percentage of total limit orders                 40.00%
                Other orders as percentage of total other orders                0.00%
    5.   Citigroup Global Markets, Inc.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                7.69%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
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    6.   Surge Trading, Inc.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                1.10%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
                        Page 4 of 6


 

Securities Listed on NYSE Amex or Regional Exchanges
   Summary Statistics :
     Non-directed orders as percentage of total customer orders     100.00%
     Market orders as percentage of total non-directed orders     85.71%
     Limit orders as percentage of total non-directed orders     14.29%
     Other orders as percentage of total non-directed orders      0.00%
    Venues Receiving Significant Percentage of Total Non-Directed Orders :
        1. National Financial Services, L.L.C.                 57.14%
        2. Knight Capital Markets, L.L.C.                 23.81%
        3. UBS Securities, L.L.C.              14.29%
        4. Goldman, Sachs & Co.                4.76%
    Information Concerning Significant Venues :
    1.   National Financial Services, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              66.67%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
    2.   Knight Capital Markets, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders              27.78%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
    3.   UBS Securities, L.L.C.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                0.00%
                Limit orders as percentage of total limit orders               100.00%
                Other orders as percentage of total other orders                0.00%
    4.   Goldman, Sachs & Co.
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                5.56%
                Limit orders as percentage of total limit orders                   0.00%
                Other orders as percentage of total other orders                0.00%
                        Page 5 of 6


 

        Exchange - Listed Options
   Summary Statistics :
     Non-directed orders as percentage of total customer orders     100.00%
     Market orders as percentage of total non-directed orders      0.00%
     Limit orders as percentage of total non-directed orders     100.00%
     Other orders as percentage of total non-directed orders      0.00%
    Venues Receiving Significant Percentage of Total Non-Directed Orders :
        1. NYSE Arca Options              40.00%
        2. The Chicago Board Options Exchange              20.00%
        3. The International Securities Exchange               20.00%
        4. NASDAQ OMX PHLX              20.00%
    Information Concerning Significant Venues :
    1.   NYSE Arca Options
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                0.00%
                Limit orders as percentage of total limit orders                 40.00%
                Other orders as percentage of total other orders                0.00%
    2.   The Chicago Board Options Exchange
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                0.00%
                Limit orders as percentage of total limit orders                 20.00%
                Other orders as percentage of total other orders                0.00%
    3.   The International Securities Exchange
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                0.00%
                Limit orders as percentage of total limit orders                 20.00%
                Other orders as percentage of total other orders                0.00%
    4.   NASDAQ OMX PHLX
           Types of Orders Routed to Venue :
                Market orders as percentage of total market orders                0.00%
                Limit orders as percentage of total limit orders                 20.00%
                Other orders as percentage of total other orders                0.00%
                        Page 6 of 6