To read LPL Financial disclosures and agreements, please visit their site.
FACTS | WHAT DOES NOTTINGHAM INVESTMENT SERVICES DO WITH YOUR PERSONAL INFORMATION? |
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WHY? | Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. |
WHAT? | The types of personal information we collect and share depend on the product or service you have with us. This financial information can include: |
HOW? | All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information, the reasons Nottingham Investment Services chooses to share, and whether you can limit this sharing. |
REASONS WE CAN SHARE | DOES NOTTINGHAM INVESTMENT SERVICES SHARE? | CAN YOU LIMIT THIS |
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For our everyday business purposes - | Yes | No |
For our marketing purposes - | Yes | No |
For joint marketing with other financial companies | No | We don't share |
For our affiliates' everyday business purposes - | Yes | No |
For our affiliates' everyday business purposes - | No | We don't share |
For our affiliates to market to you | Yes | Yes |
For non-affiliates to market to you | No | We don't share |
TO LIMIT OUR SHARING | Complete the mail-in form below. Please note: If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing. |
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QUESTIONS | Go to our website at: www.nottinghaminvestmentservices.com and complete the “Get In Touch” form at the bottom of the home page. |
WHO WE ARE | |
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Who is providing this notice? | Nottingham Investment Services Inc. (“Nottingham Investment Services”). |
WHAT WE DO | |
How does Nottingham Wealth Partners protect my personal information? | To protect your personal information from unauthorized access and use, we use physical, electronic, and procedural safeguards that comply with federal law. These measures include computer safeguards and secured files and buildings. We do not sell non-public personal information. |
How does Nottingham Wealth Partners collect my personal information? | We collect your personal information, for example, when you:
We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. |
Why can't I limit all sharing? | Federal law gives you the right to limit only
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What happens when I limit sharing for an account I hold jointly with someone else? | Your choice will apply to everyone on your account - unless you tell us otherwise. |
DEFINITIONS | |
Affiliates | Companies related by common ownership or control.
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Non-affiliates | Companies not related by common ownership or control. They can be financial and nonfinancial companies.
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Joint Marketing | A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
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MAIL-IN FORM
Apply my
choice only to me
If you have joint accounts, your choice will apply to everyone on your accounts unless you mark above.
Do not allow your affiliates to use my personal information to market to me.
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Address | |
City, State, Zip | |
Last 4 digits of | |
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Mail to:
